Department of Financial Trading 1204 18th Street Northwest

Department of Financial Trading at http://gov.depft.us

The Department of Financial Trading is established to promote investor confidence in the securities and capital markets by providing more structure and government oversight. The mission of the Department of Financial Trading is to protect investors and maintain integrity of the securities industry, overseeing major participants in the industry, including stock exchanges, broker-dealers, investment advisors, mutual funds, and public utility holding companies. Department of Financial Trading is concerned primarily with promoting disclosure of important information, enforcing securities laws, and protecting investors who interact with these various organizations and individuals.

The Commission's major policy consists of supervising, managing and implementing all federal securities laws which are related to Mergers and Acquisitions. The Commission is involved in the promotion of correct and appropriate information and also interested in protecting the interests of the investors while interacting with corporate and legal organizations they meet and get involved during the process. Following this policy, Commission is responsible for guaranteeing a successful transaction based on just and appropriate business rules.

The global integration of capital markets involves a great number of participants. As it provides the possibility of capital flows or the chance of taking personal advantage of some investors, the main objectives of Commission is to prevent violations of any kind while trading - asking all the entities involved for following the regulations established. Reliability and ethical premises are the basics of a respectable and serious market development. Fraudulent activities damage not only the integrity of the market, but also destroy client's trust. Federal and State legislations must be accepted, interpreted and put into practice by all the investors in order to achieve a proper and efficient administration of the Mergers and Acquisitions.

Department of Financial Trading
Address: 1204 18th Street Northwest, Washington, DC, 20036
Email: [email protected]

Created 27th May 2015 for 1 year only and subsequently renewed for a further year by someone in Hong Kong