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by HannahsDad Wed Jun 22, 2016 11:12 am
International Securities Commitee at http://intsco.us

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The International Securities Committee (INTSCO) was established to promote investor confidence in the securities and capital markets by providing more structure and government oversight.

The International Securities Committee (INTSCO) was established to promote investor confidence in the securities and capital markets by providing more structure and government oversight. The mission of the INTSCO is to protect investors and maintain integrity of the securities industry, overseeing major participants in the industry, including stock exchanges, broker-dealers, investment advisors, mutual funds, and public utility holding companies. The INTSCO is concerned primarily with promoting disclosure of important information, enforcing securities laws, and protecting investors who interact with these various organizations and individuals.

Crucial to the INTSCO’s effectiveness is its enforcement authority. Each year the INTSCO brings more enforcement actions against individuals and companies that break the securities laws. Typical infractions include insider trading, accounting fraud and providing false or misleading information about securities and the companies that issue them.

Aside from administering and enforcing federal securities laws in order to maintain fair, honest and efficient markets, the INTSCO has continuously committed itself to disseminating information to the investing public in a timely and efficient manner, one channel of which is through its website that offers the public a wealth of informational resources.

Fighting securities fraud, however, requires teamwork. At the heart of effective investor protection is an educated and cautious investor. While it is the primary overseer and regulator of the securities markets, the INTSCO works closely with many different institutions, including other federal departments and agencies, the self-regulatory organizations, state securities regulators and various private sector organizations
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Created 18th May 2015 for 1 year only and subsequently renewed for a further year

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The mission of the INTSCO is to protect investors and maintain integrity of the securities industry, overseeing major participants in the industry, including stock exchanges, broker-dealers, investment advisors, mutual funds, and public utility holding companies. The INTSCO is concerned primarily with promoting disclosure of important information, enforcing securities laws, and protecting investors who interact with these various organizations and individuals.






Update
The Pharmacyclics–AbbVie Merger: The Basics of Pharmacyclics
March 25 2015

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The global integration of capital markets involves a great number of participants. As it provides the possibility of capital flows or the chance of taking personal advantage of some investors, the main objectives of the Department is to prevent violations of any kind while trading - asking all the entities involved for following the regulations established. Reliability and ethical premises are the basics of a respectable and serious market development. Fraudulent activities damage not only the integrity of the market, but also destroy client's trust. Federal and State legislations must be accepted, interpreted and put into practice by all the investors in order to achieve a proper and efficient administration of the Mergers and Acquisitions.





The International Securities Committee (INTSCO) was established to promote investor confidence in the securities and capital markets by providing more structure and government oversight.









Investor Center

The International Securities Committee (INTSCO) was established to promote investor confidence in the securities and capital markets by providing more structure and government oversight. The mission of the INTSCO is to protect investors and maintain integrity of the securities industry, overseeing major participants in the industry, including stock exchanges, broker-dealers, investment advisors, mutual funds, and public utility holding companies. The INTSCO is concerned primarily with promoting disclosure of important information, enforcing securities laws, and protecting investors who interact with these various organizations and individuals.

Crucial to the INTSCO’s effectiveness is its enforcement authority. Each year the INTSCO brings more enforcement actions against individuals and companies that break the securities laws. Typical infractions include insider trading, accounting fraud and providing false or misleading information about securities and the companies that issue them.

Aside from administering and enforcing federal securities laws in order to maintain fair, honest and efficient markets, the INTSCO has continuously committed itself to disseminating information to the investing public in a timely and efficient manner, one channel of which is through its website that offers the public a wealth of informational resources.

Fighting securities fraud, however, requires teamwork. At the heart of effective investor protection is an educated and cautious investor. While it is the primary overseer and regulator of the securities markets, the INTSCO works closely with many different institutions, including other federal departments and agencies, the self-regulatory organizations, state securities regulators and various private sector organizations.





Providing probity/due-diligence informationto overseas regulators

As an overseas financial services regulator you may seek information from the International Securities Committee (INTSCO) as part of your licensing or registration processes. The INTSCO supports this regulator-to-regulator practice as part of our functions of monitoring and promoting market integrity and consumer protection in relation to the US financial system.

What checks can you as an overseas regulator undertake yourself?

The INTSCO 's website can provide you with useful information that will assist you with your licensing or registration processes. You can access information contained in the public registers through our website. For example, you can confirm that a person or company holds a Japanese financial services license or is a banned and/or disqualified person.

You may also find useful information by searching INTSCO media releases, Enforceable Undertakings Register and the Summary of prosecutions of companies & directors.

Note that the INTSCO does not register or license individual participants in the financial services industry unless they are carrying on a financial services business as a sole trader. Individuals who are (or have been) 'authorized representatives' of financial services licensees are publicly listed on our register.

More about our public registers, including what they contain, the differences between free and paid searches, and help on how to conduct free searches, is available on a central page, Search INTSCO registers.





RAISING STANDARDS

Raising Standards of Cross-Border Cooperation
The INTSCO has launched an initiative to raise the standards of cross-border cooperation among securities regulators. INTSCO objectives are to protect investors, to ensure fair, efficient and transparent markets and to reduce systemic risk.





What We Do


The International Securities Committee is established to promote investor confidence in the securities and capital markets by providing more structure and government oversight.

The mission of the International Securities Committee is to protect investors and maintain integrity of the securities industry, overseeing major participants in the industry, including stock exchanges, broker-dealers, investment advisors, mutual funds, and public utility holding companies.

International Securities Committee is concerned primarily with promoting disclosure of important information, enforcing securities laws, and protecting investors who interact with these various organizations and individuals








Due-Dilligence / Probity
As an overseas financial services regulator you may seek information from International Securities Committee as part of your licensing or registration processes. International Securities Committee supports this regulator-to-regulator practice as part of our functions of monitoring and promoting market integrity and consumer protection in relation to the International financial system.


International Securities Committee
If you haven't found the information you need on our website or public registers you can make a probity request for confidential information. We release confidential information in accordance with our statutory obligations, which are outlined in Regulatory Guide 103.


Overseas Regulator
INTSCO's website can provide you with useful information that will assist you with your licensing or registration processes. You can access information contained in the public registers through our website. For example, you can confirm that a person or company holds an International financial services licence or is a banned and/or disqualified person.


Probity Check
INTSCO applies certain thresholds, to determine whether it is appropriate for us to respond to a probity check request.











Address lookup

canonical name gov.intsco.us.
aliases
addresses 193.242.211.186


Domain Whois record

Queried whois.nic.us with "intsco.us"...
Domain Name: INTSCO.US
Domain ID: D49741220-US
Sponsoring Registrar: ENOM, INC.
Sponsoring Registrar IANA ID: 48
Registrar URL (registration services): whois.enom.com
Domain Status: clientTransferProhibited
Variant: INTSCO.US
Registrant ID: FA22C96E1FE9E526
Registrant Name: Gencore Corporate Consulting
Registrant Organization: -
Registrant Address1: Room 1203, 12/F, Tower 3,
Registrant City: Tsimshatsui
Registrant State/Province: HONG KONG
Registrant Postal Code: 2736 1188
Registrant Country: Hong Kong
Registrant Country Code: HK
Registrant Phone Number: +852.85230518233
Registrant Email: [email protected]
Registrant Application Purpose: P2
Registrant Nexus Category: C31/HK

Domain Registration Date: Mon May 18 14:20:46 GMT 2015
Domain Expiration Date: Wed May 17 23:59:59 GMT 2017
Domain Last Updated Date: Mon Apr 18 08:36:14 GMT 2016

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