by Terminator5
Sat Jun 25, 2016 3:32 pm
Fake USA Regulator trying to confuse itself with the FCA UK . Online webform contact only .
http://fincoa.us/
Contact Us
Financial Compensation Authority
1015 G Street Northwest,
Washington, District of Columbia 20004
United States
Who We Are?
Financial Compensation Authority is established to promote investor confidence in the securities and capital markets by providing more structure and government oversight. The mission of Financial Compensation Authority is to protect investors and maintain integrity of the securities industry, overseeing major participants in the industry, including stock exchanges, broker-dealers, investment advisors, mutual funds, and public utility holding companies. Financial Compensation Authority is concerned primarily with promoting disclosure of important information, enforcing securities laws, and protecting investors who interact with these various organizations and individuals.
Crucial to Financial Compensation Authority's effectiveness is its enforcement authority. Each year Financial Compensation Authority brings more enforcement actions against individuals and companies that break the securities laws. Typical infractions include insider trading, accounting fraud and providing false or misleading information about securities and the companies that issue them.
Aside from administering and enforcing federal securities laws in order to maintain fair, honest and efficient markets, Financial Compensation Authority has continuously committed itself to disseminating information to the investing public in a timely and efficient manner, one channel of which is through its website that offers the public a wealth of informational resources.
Fighting securities fraud, however, requires teamwork. At the heart of effective investor protection is an educated and cautious investor. While it is the primary overseer and regulator of the securities markets, the FCA works closely with many different institutions, including other federal departments and agencies, the self regulatory organizations, state securities regulators and various private sector organizations.
Due-Dilligence
As an overseas financial services regulator you may seek information from Financial Compensation Authority as part of your licensing or registration processes. Financial Compensation Authority supports this regulator-to-regulator practice as part of our functions of monitoring and promoting market integrity and consumer protection in relation to the International financial system.
Information
If you haven't found the information you need on our website or public registers you can make a probity request for confidential information. We release confidential information in accordance with our statutory obligations, which are outlined in Regulatory Guide 103.
Overseas Regulator
FCA's website can provide you with useful information that will assist you with your licensing or registration processes. You can access information contained in the public registers through our website. For example, you can confirm that a person or company holds an International financial services licence or is a banned and/or disqualified person.
Probity
FCA applies certain thresholds, to determine whether it is appropriate for us to respond to a probity check request.
Welcome to Financial Compensation Authority
The FCA's major policy consists of supervising, managing and implementing all federal securities laws which are related to Mergers and Acquisitions. FCA is involved in the promotion of correct and appropriate information and also interested in protecting the interests of the investors while interacting with corporate and legal organizations they meet and get involved during the process. Following this policy, FCA is responsible for guaranteeing a successful transaction based on just and appropriate business rules.
The global integration of capital markets involves a great number of participants. As it provides the possibility of capital flows or the chance of taking personal advantage of some investors, the main objectives of FCA is to prevent violations of any kind while trading - asking all the entities involved for following the regulations established. Reliability and ethical premises are the basics of a respectable and serious market development. Fraudulent activities damage not only the integrity of the market, but also destroy client's trust. Federal and State legislations must be accepted, interpreted and put into practice by all the investors in order to achieve a proper and efficient administration of the Mergers and Acquisitions.
Best Practices
FCA announced a series of recommended best practices that investment advisers should consider in order to improve their compliance practices and procedures.
Raising Standards
FCA has launched an initiative to raise the standards of cross-border cooperation among securities regulators. FCA objectives are to protect investors, to ensure fair, efficient and transparent markets and to reduce systemic risk.
What we do?
Promote Confidence
The Financial Compensation Authority is established to promote investor confidence in the securities and capital markets by providing more structure and government oversight.
Protect Investors
The mission of the Financial Compensation Authority is to protect investors and maintain integrity of the securities industry, overseeing major participants in the industry, including stock exchanges, broker-dealers, investment advisors, mutual funds, and public utility holding companies.
Enforcing Laws
Financial Compensation Authority is concerned primarily with promoting disclosure of important information, enforcing securities laws, and protecting investors who interact with these various organizations and individuals.
Articles
Providing probity/due-diligence information to overseas regulators
As an overseas financial services regulator you may seek information from Financial Compensation Authority as part of your licensing or registration processes. The Financial Compensation Authority supports this regulator-to-regulator practice as part of our functions of monitoring and promoting market integrity and consumer protection in relation to the Australian financial system.
What checks can you as an overseas regulator undertake yourself?
Financial Compensation Authority's website can provide you with useful information that will assist you with your licensing or registration processes. You can access information contained in the public registers through our website. For example, you can confirm that a person or company holds an Australian financial services licence or is a banned and/or disqualified person.
You may also find useful information by searching Financial Compensation Authority media releases, Enforceable Undertakings Register and the Summary of prosecutions of companies & directors.
Note that Financial Compensation Authority does not register or license individual participants in the financial services industry unless they are carrying on a financial services business as a sole trader. Individuals who are (or have been) 'authorised representatives' of financial services licensees are publicly listed on our register.
More about our public registers, including what they contain, the differences between free and paid searches, and help on how to conduct free searches, is available on a central page, Search Financial Compensation Authority registers.
The information publicly available on our website may be sufficient for your purposes, particularly where you are seeking to confirm information provided to you by an applicant for a licence or registration.
What information Financial Compensation Authority can/cannot provide to an overseas regulator
If you haven't found the information you need on our website or public registers you can make a probity request for confidential information. We release confidential information in accordance with our statutory obligations, which are outlined in Regulatory Guide 103.
There are certain categories of non-public information that as a general rule Financial Compensation Authority does not release in response to a probity check response. These include:
•complaints made to Financial Compensation Authority where we have assessed the complaint and determined that no regulatory action is required;
•minor technical matters such as a single instance of failure to lodge an annual report on time;
•concluded surveillances which did not raise any material concerns or which resulted in no further action being taken by Financial Compensation Authority;
•highly confidential and/or commercially or market sensitive information (for example, prior knowledge of a takeover bid).
We, generally, will not conduct searches for confidential or non-public information beyond a period of five years.
We may contact individuals and companies when considering the release of confidential information but will not disclose to them any of our regulator-to-regulator correspondence. Nor will we provide letters of support to individuals or companies in relation to their dealings with foreign regulators.
Financial Compensation Authority will ordinarily respond to a standard probity request within 14 days of receipt of all necessary information. For more complex matters we may require additional time to respond.
When will Financial Compensation Authority respond to a probity check request?
Financial Compensation Authority applies certain thresholds, to determine whether it is appropriate for us to respond to a probity check request. These thresholds are:
•jurisdictional nexus with Australia; and
•reason for the request (for example, the information is required to assist with assessing a licence application).
In addition, Financial Compensation Authority also requires details about the entity or individual (that is, the individual's name and date of birth) to be provided with the request to assist us with carrying out the relevant searches of our confidential database.
Additional information
For more information about our probity check process and an introductory guide to searching Financial Compensation Authority's online registers, please read this information sheet.
Contact us
Financial Compensation Authority welcomes direct enquiries from foreign regulators about our general approach to probity checks, care of:
Email: [email protected]
Address lookup
canonical name fincoa.us.
aliases
addresses 193.242.211.186
Domain Whois record
Queried whois.nic.us with "fincoa.us"...
Domain Name: FINCOA.US
Domain ID: D50296488-US
Sponsoring Registrar: eNom, Inc.
Sponsoring Registrar IANA ID: 48
Registrar URL (registration services): whois.enom.com
Domain Status: clientTransferProhibited
Registrant ID: A454C4AC9A3E9632
Registrant Name: Gencore Corporate Consulting
Registrant Organization: -
Registrant Address1: Room 1203, 12/F, Tower 3,
Registrant City: Tsimshatsui
Registrant State/Province: HONG KONG
Registrant Postal Code: 2736 1188
Registrant Country: Hong Kong
Registrant Country Code: HK
Registrant Phone Number: +852.85230518233
Registrant Email: [email protected]
Registrant Application Purpose: P2
Registrant Nexus Category: C31/HK
Last Updated by Registrar: eNom, Inc.
Domain Registration Date: Thu Jul 16 14:24:33 GMT 2015
Domain Expiration Date: Sat Jul 15 23:59:59 GMT 2017
Domain Last Updated Date: Tue Jun 21 07:31:19 GMT 2016
http://fincoa.us/
Contact Us
Financial Compensation Authority
1015 G Street Northwest,
Washington, District of Columbia 20004
United States
Who We Are?
Financial Compensation Authority is established to promote investor confidence in the securities and capital markets by providing more structure and government oversight. The mission of Financial Compensation Authority is to protect investors and maintain integrity of the securities industry, overseeing major participants in the industry, including stock exchanges, broker-dealers, investment advisors, mutual funds, and public utility holding companies. Financial Compensation Authority is concerned primarily with promoting disclosure of important information, enforcing securities laws, and protecting investors who interact with these various organizations and individuals.
Crucial to Financial Compensation Authority's effectiveness is its enforcement authority. Each year Financial Compensation Authority brings more enforcement actions against individuals and companies that break the securities laws. Typical infractions include insider trading, accounting fraud and providing false or misleading information about securities and the companies that issue them.
Aside from administering and enforcing federal securities laws in order to maintain fair, honest and efficient markets, Financial Compensation Authority has continuously committed itself to disseminating information to the investing public in a timely and efficient manner, one channel of which is through its website that offers the public a wealth of informational resources.
Fighting securities fraud, however, requires teamwork. At the heart of effective investor protection is an educated and cautious investor. While it is the primary overseer and regulator of the securities markets, the FCA works closely with many different institutions, including other federal departments and agencies, the self regulatory organizations, state securities regulators and various private sector organizations.
Due-Dilligence
As an overseas financial services regulator you may seek information from Financial Compensation Authority as part of your licensing or registration processes. Financial Compensation Authority supports this regulator-to-regulator practice as part of our functions of monitoring and promoting market integrity and consumer protection in relation to the International financial system.
Information
If you haven't found the information you need on our website or public registers you can make a probity request for confidential information. We release confidential information in accordance with our statutory obligations, which are outlined in Regulatory Guide 103.
Overseas Regulator
FCA's website can provide you with useful information that will assist you with your licensing or registration processes. You can access information contained in the public registers through our website. For example, you can confirm that a person or company holds an International financial services licence or is a banned and/or disqualified person.
Probity
FCA applies certain thresholds, to determine whether it is appropriate for us to respond to a probity check request.
Welcome to Financial Compensation Authority
The FCA's major policy consists of supervising, managing and implementing all federal securities laws which are related to Mergers and Acquisitions. FCA is involved in the promotion of correct and appropriate information and also interested in protecting the interests of the investors while interacting with corporate and legal organizations they meet and get involved during the process. Following this policy, FCA is responsible for guaranteeing a successful transaction based on just and appropriate business rules.
The global integration of capital markets involves a great number of participants. As it provides the possibility of capital flows or the chance of taking personal advantage of some investors, the main objectives of FCA is to prevent violations of any kind while trading - asking all the entities involved for following the regulations established. Reliability and ethical premises are the basics of a respectable and serious market development. Fraudulent activities damage not only the integrity of the market, but also destroy client's trust. Federal and State legislations must be accepted, interpreted and put into practice by all the investors in order to achieve a proper and efficient administration of the Mergers and Acquisitions.
Best Practices
FCA announced a series of recommended best practices that investment advisers should consider in order to improve their compliance practices and procedures.
Raising Standards
FCA has launched an initiative to raise the standards of cross-border cooperation among securities regulators. FCA objectives are to protect investors, to ensure fair, efficient and transparent markets and to reduce systemic risk.
What we do?
Promote Confidence
The Financial Compensation Authority is established to promote investor confidence in the securities and capital markets by providing more structure and government oversight.
Protect Investors
The mission of the Financial Compensation Authority is to protect investors and maintain integrity of the securities industry, overseeing major participants in the industry, including stock exchanges, broker-dealers, investment advisors, mutual funds, and public utility holding companies.
Enforcing Laws
Financial Compensation Authority is concerned primarily with promoting disclosure of important information, enforcing securities laws, and protecting investors who interact with these various organizations and individuals.
Articles
Providing probity/due-diligence information to overseas regulators
As an overseas financial services regulator you may seek information from Financial Compensation Authority as part of your licensing or registration processes. The Financial Compensation Authority supports this regulator-to-regulator practice as part of our functions of monitoring and promoting market integrity and consumer protection in relation to the Australian financial system.
What checks can you as an overseas regulator undertake yourself?
Financial Compensation Authority's website can provide you with useful information that will assist you with your licensing or registration processes. You can access information contained in the public registers through our website. For example, you can confirm that a person or company holds an Australian financial services licence or is a banned and/or disqualified person.
You may also find useful information by searching Financial Compensation Authority media releases, Enforceable Undertakings Register and the Summary of prosecutions of companies & directors.
Note that Financial Compensation Authority does not register or license individual participants in the financial services industry unless they are carrying on a financial services business as a sole trader. Individuals who are (or have been) 'authorised representatives' of financial services licensees are publicly listed on our register.
More about our public registers, including what they contain, the differences between free and paid searches, and help on how to conduct free searches, is available on a central page, Search Financial Compensation Authority registers.
The information publicly available on our website may be sufficient for your purposes, particularly where you are seeking to confirm information provided to you by an applicant for a licence or registration.
What information Financial Compensation Authority can/cannot provide to an overseas regulator
If you haven't found the information you need on our website or public registers you can make a probity request for confidential information. We release confidential information in accordance with our statutory obligations, which are outlined in Regulatory Guide 103.
There are certain categories of non-public information that as a general rule Financial Compensation Authority does not release in response to a probity check response. These include:
•complaints made to Financial Compensation Authority where we have assessed the complaint and determined that no regulatory action is required;
•minor technical matters such as a single instance of failure to lodge an annual report on time;
•concluded surveillances which did not raise any material concerns or which resulted in no further action being taken by Financial Compensation Authority;
•highly confidential and/or commercially or market sensitive information (for example, prior knowledge of a takeover bid).
We, generally, will not conduct searches for confidential or non-public information beyond a period of five years.
We may contact individuals and companies when considering the release of confidential information but will not disclose to them any of our regulator-to-regulator correspondence. Nor will we provide letters of support to individuals or companies in relation to their dealings with foreign regulators.
Financial Compensation Authority will ordinarily respond to a standard probity request within 14 days of receipt of all necessary information. For more complex matters we may require additional time to respond.
When will Financial Compensation Authority respond to a probity check request?
Financial Compensation Authority applies certain thresholds, to determine whether it is appropriate for us to respond to a probity check request. These thresholds are:
•jurisdictional nexus with Australia; and
•reason for the request (for example, the information is required to assist with assessing a licence application).
In addition, Financial Compensation Authority also requires details about the entity or individual (that is, the individual's name and date of birth) to be provided with the request to assist us with carrying out the relevant searches of our confidential database.
Additional information
For more information about our probity check process and an introductory guide to searching Financial Compensation Authority's online registers, please read this information sheet.
Contact us
Financial Compensation Authority welcomes direct enquiries from foreign regulators about our general approach to probity checks, care of:
Email: [email protected]
Address lookup
canonical name fincoa.us.
aliases
addresses 193.242.211.186
Domain Whois record
Queried whois.nic.us with "fincoa.us"...
Domain Name: FINCOA.US
Domain ID: D50296488-US
Sponsoring Registrar: eNom, Inc.
Sponsoring Registrar IANA ID: 48
Registrar URL (registration services): whois.enom.com
Domain Status: clientTransferProhibited
Registrant ID: A454C4AC9A3E9632
Registrant Name: Gencore Corporate Consulting
Registrant Organization: -
Registrant Address1: Room 1203, 12/F, Tower 3,
Registrant City: Tsimshatsui
Registrant State/Province: HONG KONG
Registrant Postal Code: 2736 1188
Registrant Country: Hong Kong
Registrant Country Code: HK
Registrant Phone Number: +852.85230518233
Registrant Email: [email protected]
Registrant Application Purpose: P2
Registrant Nexus Category: C31/HK
Last Updated by Registrar: eNom, Inc.
Domain Registration Date: Thu Jul 16 14:24:33 GMT 2015
Domain Expiration Date: Sat Jul 15 23:59:59 GMT 2017
Domain Last Updated Date: Tue Jun 21 07:31:19 GMT 2016
Daniel 8 :25
