by Terminator5
Sat Jun 25, 2016 3:42 pm
Fake USA Regulator . Online Webform contact only .
www.fintrb.org
Need Help?
Financial Trading Board
Address: 1091 Vermont Ave NW Washington D.C., 20005
Email: [email protected]
The Financial Trading Board is established to promote investor confidence in the securities and capital markets by providing more structure and government oversight. The mission of the Financial Trading Board is to protect investors and maintain integrity of the securities industry, overseeing major participants in the industry, including stock exchanges, broker-dealers, investment advisors, mutual funds, and public utility holding companies. Financial Trading Board is concerned primarily with promoting disclosure of important information, enforcing securities laws, and protecting investors who interact with these various organizations and individuals.
Need Help?
Financial Trading Board
Address: 1091 Vermont Ave NW Washington D.C., 20005
Email: [email protected]
Development
Best Practices to Develop Compliance Procedures
FTB announced a series of recommended best practices that investment advisers should consider in order to improve their compliance practices and procedures.
Raising Standards of Cross-Border Cooperation
The FTB has launched an initiative to raise the standards of cross-border cooperation among securities regulators. FTB objectives are to protect investors, to ensure fair, efficient and transparent markets and to reduce systemic risk.
Welcome to Financial Trading Board
The Board's major policy consists of supervising, managing and implementing all federal securities laws which are related to Mergers and Acquisitions. The Board is involved in the promotion of correct and appropriate information and also interested in protecting the interests of the investors while interacting with corporate and legal organizations they meet and get involved during the process. Following this policy, Board is responsible for guaranteeing a successful transaction based on just and appropriate business rules.
The global integration of capital markets involves a great number of participants. As it provides the possibility of capital flows or the chance of taking personal advantage of some investors, the main objectives of the Board is to prevent violations of any kind while trading - asking all the entities involved for following the regulations established. Reliability and ethical premises are the basics of a respectable and serious market development. Fraudulent activities damage not only the integrity of the market, but also destroy client's trust. Federal and State legislations must be accepted, interpreted and put into practice by all the investors in order to achieve a proper and efficient administration of the Mergers and Acquisitions.
Public Information
Providing probity/due-diligence information to overseas regulators
As an overseas financial services regulator you may seek information from Financial Trading Board as part of your licensing or registration processes. Financial Trading Board supports this regulator-to-regulator practice as part of our functions of monitoring and promoting market integrity and consumer protection in relation to the International financial system.
What information Financial Trading Board can/cannot provide to an overseas regulator
If you haven't found the information you need on our website or public registers you can make a probity request for confidential information. We release confidential information in accordance with our statutory obligations, which are outlined in Regulatory Guide 103.
What checks can you as an overseas regulator undertake yourself?
FTB's website can provide you with useful information that will assist you with your licensing or registration processes. You can access information contained in the public registers through our website. For example, you can confirm that a person or company holds an International financial services licence or is a banned and/or disqualified person.
When will the Financial Trading Board respond to a probity check request?
FTB applies certain thresholds, to determine whether it is appropriate for us to respond to a probity check request.
Financial Trading Board
The Financial Trading Board is established to promote investor confidence in the securities and capital markets by providing more structure and government oversight. The mission of the Financial Trading Board is to protect investors and maintain integrity of the securities industry, overseeing major participants in the industry, including stock exchanges, broker-dealers, investment advisors, mutual funds, and public utility holding companies. The Financial Trading Board is concerned primarily with promoting disclosure of important information, enforcing securities laws, and protecting investors who interact with these various organizations and individuals.
Crucial to the Financial Trading Board's effectiveness is its enforcement authority. Each year the Financial Trading Board brings more enforcement actions against individuals and companies that break the securities laws. Typical infractions include insider trading, accounting fraud and providing false or misleading information about securities and the companies that issue them.
Aside from administering and enforcing federal securities laws in order to maintain fair, honest and efficient markets, the Financial Trading Board has continuously committed itself to disseminating information to the investing public in a timely and efficient manner, one channel of which is through its website that offers the public a wealth of informational resources.
Fighting securities fraud, however, requires teamwork. At the heart of effective investor protection is an educated and cautious investor. While it is the primary overseer and regulator of the securities markets, the FTB works closely with many different institutions, including other federal departments and agencies, the self regulatory organizations, state securities regulators and various private sector organizations.
Investor Help
The Financial Trading Board provides you a variety of services and informational resources to address the questions and concerns that you may face as an investor and help you invest wisely and be on your guard about fraudulent activities.
Resources
•Borrowing to Invest: Understanding Leverage
•How to Buy and Sell Stocks
•Investing and the Internet - Be Alert to Signs of Fraud
•Ten Tips to Keeping Track of Your Investments
•Are Your Money Styles a Match?
•Penny Stocks
Investing With A Purpose
Why are you investing? It's ok if you have many different answers for this question, but there is a big problem if you have no answer at all. Investing is like driving - it is best done with your eyes open!
Having clear reasons or purposes for investing is critical to investing successfully. Like training in a gym, investing can become difficult, tedious and even dangerous if you are not working toward a goal and monitoring your progress. In this article we examine some common reasons for investing and suggest investments that fit those reasons. .
Choosing A Compatible Broker
"Did you hear about Duncan Chemicals?"
"Yeah, I got in at $25.10."
"Well I got in at $25.05!"
"How did you get a better price than I did?"
For those of you who don't remember this dialog, it is a snippet from an old Ameritrade (a brokerage) commercial.
Address lookup
canonical name fintrb.org.
aliases
addresses 193.242.211.186
Domain Whois record
Queried whois.publicinterestregistry.net with "fintrb.org"...
Domain Name: FINTRB.ORG
Domain ID: D172266793-LROR
WHOIS Server:
Referral URL: http://www.enom.com
Updated Date: 2016-05-17T18:15:38Z
Creation Date: 2014-04-22T15:58:59Z
Registry Expiry Date: 2017-04-22T15:58:59Z
Sponsoring Registrar: eNom, Inc.
Sponsoring Registrar IANA ID: 48
Domain Status: clientTransferProhibited https://icann.org/epp#clientTransferProhibited
Registrant ID: 9582978b57bd6db0
Registrant Name: Fernando Veiga
Registrant Organization:
Registrant Street: Marques de Itu
Registrant City: Sao Paulo
Registrant State/Province: SP
Registrant Postal Code: 01223-000
Registrant Country: BR
Registrant Phone: +55.1137119252
Registrant Phone Ext:
Registrant Fax: +1.5555555555
Registrant Fax Ext:
Registrant Email: [email protected]
www.fintrb.org
Need Help?
Financial Trading Board
Address: 1091 Vermont Ave NW Washington D.C., 20005
Email: [email protected]
The Financial Trading Board is established to promote investor confidence in the securities and capital markets by providing more structure and government oversight. The mission of the Financial Trading Board is to protect investors and maintain integrity of the securities industry, overseeing major participants in the industry, including stock exchanges, broker-dealers, investment advisors, mutual funds, and public utility holding companies. Financial Trading Board is concerned primarily with promoting disclosure of important information, enforcing securities laws, and protecting investors who interact with these various organizations and individuals.
Need Help?
Financial Trading Board
Address: 1091 Vermont Ave NW Washington D.C., 20005
Email: [email protected]
Development
Best Practices to Develop Compliance Procedures
FTB announced a series of recommended best practices that investment advisers should consider in order to improve their compliance practices and procedures.
Raising Standards of Cross-Border Cooperation
The FTB has launched an initiative to raise the standards of cross-border cooperation among securities regulators. FTB objectives are to protect investors, to ensure fair, efficient and transparent markets and to reduce systemic risk.
Welcome to Financial Trading Board
The Board's major policy consists of supervising, managing and implementing all federal securities laws which are related to Mergers and Acquisitions. The Board is involved in the promotion of correct and appropriate information and also interested in protecting the interests of the investors while interacting with corporate and legal organizations they meet and get involved during the process. Following this policy, Board is responsible for guaranteeing a successful transaction based on just and appropriate business rules.
The global integration of capital markets involves a great number of participants. As it provides the possibility of capital flows or the chance of taking personal advantage of some investors, the main objectives of the Board is to prevent violations of any kind while trading - asking all the entities involved for following the regulations established. Reliability and ethical premises are the basics of a respectable and serious market development. Fraudulent activities damage not only the integrity of the market, but also destroy client's trust. Federal and State legislations must be accepted, interpreted and put into practice by all the investors in order to achieve a proper and efficient administration of the Mergers and Acquisitions.
Public Information
Providing probity/due-diligence information to overseas regulators
As an overseas financial services regulator you may seek information from Financial Trading Board as part of your licensing or registration processes. Financial Trading Board supports this regulator-to-regulator practice as part of our functions of monitoring and promoting market integrity and consumer protection in relation to the International financial system.
What information Financial Trading Board can/cannot provide to an overseas regulator
If you haven't found the information you need on our website or public registers you can make a probity request for confidential information. We release confidential information in accordance with our statutory obligations, which are outlined in Regulatory Guide 103.
What checks can you as an overseas regulator undertake yourself?
FTB's website can provide you with useful information that will assist you with your licensing or registration processes. You can access information contained in the public registers through our website. For example, you can confirm that a person or company holds an International financial services licence or is a banned and/or disqualified person.
When will the Financial Trading Board respond to a probity check request?
FTB applies certain thresholds, to determine whether it is appropriate for us to respond to a probity check request.
Financial Trading Board
The Financial Trading Board is established to promote investor confidence in the securities and capital markets by providing more structure and government oversight. The mission of the Financial Trading Board is to protect investors and maintain integrity of the securities industry, overseeing major participants in the industry, including stock exchanges, broker-dealers, investment advisors, mutual funds, and public utility holding companies. The Financial Trading Board is concerned primarily with promoting disclosure of important information, enforcing securities laws, and protecting investors who interact with these various organizations and individuals.
Crucial to the Financial Trading Board's effectiveness is its enforcement authority. Each year the Financial Trading Board brings more enforcement actions against individuals and companies that break the securities laws. Typical infractions include insider trading, accounting fraud and providing false or misleading information about securities and the companies that issue them.
Aside from administering and enforcing federal securities laws in order to maintain fair, honest and efficient markets, the Financial Trading Board has continuously committed itself to disseminating information to the investing public in a timely and efficient manner, one channel of which is through its website that offers the public a wealth of informational resources.
Fighting securities fraud, however, requires teamwork. At the heart of effective investor protection is an educated and cautious investor. While it is the primary overseer and regulator of the securities markets, the FTB works closely with many different institutions, including other federal departments and agencies, the self regulatory organizations, state securities regulators and various private sector organizations.
Investor Help
The Financial Trading Board provides you a variety of services and informational resources to address the questions and concerns that you may face as an investor and help you invest wisely and be on your guard about fraudulent activities.
Resources
•Borrowing to Invest: Understanding Leverage
•How to Buy and Sell Stocks
•Investing and the Internet - Be Alert to Signs of Fraud
•Ten Tips to Keeping Track of Your Investments
•Are Your Money Styles a Match?
•Penny Stocks
Investing With A Purpose
Why are you investing? It's ok if you have many different answers for this question, but there is a big problem if you have no answer at all. Investing is like driving - it is best done with your eyes open!
Having clear reasons or purposes for investing is critical to investing successfully. Like training in a gym, investing can become difficult, tedious and even dangerous if you are not working toward a goal and monitoring your progress. In this article we examine some common reasons for investing and suggest investments that fit those reasons. .
Choosing A Compatible Broker
"Did you hear about Duncan Chemicals?"
"Yeah, I got in at $25.10."
"Well I got in at $25.05!"
"How did you get a better price than I did?"
For those of you who don't remember this dialog, it is a snippet from an old Ameritrade (a brokerage) commercial.
Address lookup
canonical name fintrb.org.
aliases
addresses 193.242.211.186
Domain Whois record
Queried whois.publicinterestregistry.net with "fintrb.org"...
Domain Name: FINTRB.ORG
Domain ID: D172266793-LROR
WHOIS Server:
Referral URL: http://www.enom.com
Updated Date: 2016-05-17T18:15:38Z
Creation Date: 2014-04-22T15:58:59Z
Registry Expiry Date: 2017-04-22T15:58:59Z
Sponsoring Registrar: eNom, Inc.
Sponsoring Registrar IANA ID: 48
Domain Status: clientTransferProhibited https://icann.org/epp#clientTransferProhibited
Registrant ID: 9582978b57bd6db0
Registrant Name: Fernando Veiga
Registrant Organization:
Registrant Street: Marques de Itu
Registrant City: Sao Paulo
Registrant State/Province: SP
Registrant Postal Code: 01223-000
Registrant Country: BR
Registrant Phone: +55.1137119252
Registrant Phone Ext:
Registrant Fax: +1.5555555555
Registrant Fax Ext:
Registrant Email: [email protected]
Daniel 8 :25
