Financial Services Regulatory Commission 1.602.899.0323

Financial Services Regulatory Commission at http://finsrc.us

As the name implies the mandate of the Financial Services Regulatory Commission is to oversee, administer and enforce the federal securities laws relating to Corporate Mergers and Acquisitions (M&A).

Secondary to our primary mandate but of no less importance, we interact with the various corporate and legal entities we may encounter during a merger or acquisition.

In addition, we have a responsibility to ensure that all parties involved in any transaction conduct their business in a fair and transparent manner.

We believe that good regulation is good for business, when fraud does occur; it damages the integrity of the entire M&A industry, we adopt a policy of strict adherence and interpretation of the appropriate Federal and State legislation's.

One of the key trends the Financial Services Regulatory Commission must deal with is the global integration of M&A participants.

Financial Services Regulatory Commission
20 E. Thomas Road, Suite 2200, Phoenix, Arizona, 85012
Telephone No.: 1.602.899.0323
Fax No.: 1.602.801.2691

Created 3rd June 2016 for 1 year only